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Genesis of a Historical Novel

Wednesday, June 25, 2008

on (not) being Mozart

I am a writer, so I should be able to write something in this space.

As I look back at this blog to posts two or three years ago, I myself am struck by how forthright and open I was about my working methods and my writing day. I know that for some years I harbored an idea of running a site that would let spectators in on the workings of the writer's mind while "in action" (if I might stretch the meaning of that phrase). Wouldn't it be cool to see how writers come up with stuff?

I think back to the play and movie Amadeus, in which the successful but second-rate court composer Salieri, burning with creative envy for the brilliant Mozart, contrives to "help" Mozart finish his last great piece. Mozart, lying sick in bed, dictates the score to Salieri, who scratches frantically at the chart-paper to keep up, trying to guess what's coming next. He is skilled enough to be able to write the music, but not gifted enough to be able to create it.

Salieri, I realize now, is an incarnation of Satan or Lucifer as he was eventually conceived by around New Testament times. This character, made famous more recently by John Milton in Paradise Lost, refused, out of pride, to bow down before Adam, God's crowning creation. He had been created sooner, and should not have to concede priority. He would rather be thrown out of heaven than bend his knee.

Satan's sin is held to be pride, but from his point of view he's a victim of injustice--God's injustice. Since it was axiomatic by that time that God was a just God, Satan had an irreconcilable problem. In a certain sense, you could say that Satan was the character with integrity, and as I type these words I find them very interesting indeed.

Salieri complains bitterly to God about His unfairness: that He had bestowed the gift of genius on a silly irreverent rascal like Mozart, while endowing Salieri, who truly loved both music and God, with only a mediocre talent. Why? It was senseless. It was unfair. So, like Lucifer, Salieri turns his back on God and decides to destroy His precious masterpiece, Mozart, just as Satan decided to tempt Adam away from his innocent thralldom to God.

Am I likening myself to Mozart? Or how about Salieri? I may not have Mozart's gifts, but I identify more with him. I was born on 24 January 1959; he was born on 27 January 1756--both in what some astrologers call the Week of the Genius (the first week of Aquarius). Of course, at my age I've already vastly outlived Mozart, who died at 35. I'm still barely getting started! More especially, I tend not to envy other people's abilities. If someone has done something excellent, I want to find out the secret, for I always secretly think I can do it, if I can just find out how. Hence my relentless study.

From another point of view, Salieri's real problem was that he could not accept the way things are--or the way he was. In any endeavor, someone is always going to be the greatest, and the overwhelming likelihood is that that person is not you. If you can't deal with that, then you really do suffer from the sin of pride, and the world--or God--will surely break you sooner or later.

Well. There, I've come up with a post after all.


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Wednesday, May 21, 2008

hearts of darkness

Having set aside, as I mentioned, the historical novel Spartacus by the young Scottish writer Lewis Grassic Gibbon, I continue to read Joseph Conrad's Heart of Darkness. Now about 20 pages in, I find I'm continuing to really enjoy it.

Let's take a look at how Conrad opens the story:

The Nellie, a cruising yawl, swung to her anchor without a flutter of the sails and was at rest. The flood had made, the wind was nearly calm, and being bound down the river the only thing for it was to come to and wait for the turn of the tide.

I found this opening interesting, but not especially exciting. Its high content of nautical jargon shows that this is a special interest of the narrator, but for me has a slightly distancing effect. And although the Wikipedia article on Conrad says that he is "recognized as a master prose stylist," I personally find his prose a little bit awkward, a little bit hard to follow. I sometimes find myself having to read his sentences a couple of times to get their meaning. Maybe this is due to the fact that English was a language that Conrad, a Pole, did not pick up until he was an adult. Still, his opener is good because he does not talk down to the reader; the narrator is treating me with respect, so I'm willing to extend him lots of credit.

Prose style is important, of course, but I think it is not by any means the main ingredient of high-quality writing. Trying to think of what actually is the main ingredient, I've come up with: "way of seeing". It's the writer's way of seeing the world--along with the ability to express this--that sets him or her apart. What details does he relate in order to convey his meaning?

Conrad opens Heart of Darkness by setting the scene: the Nellie rides at anchor at flood tide on the Thames estuary, and its officers are hanging out on deck waiting for the tide to change. The narrator names three of them by title only--Director, Lawyer, Accountant--but the fourth by name: Marlow. I found the first sketch of Marlow striking:

Marlow sat cross-legged right aft, leaning against the mizzen-mast. He had sunken cheeks, a yellow complexion, a straight back, an ascetic aspect, and with his arms dropped, the palms of his hands outwards, resembled an idol.

I would say that at this point, in paragraph 4 of the story, I felt myself engage with the narrative. Marlow, after this short introductory description, is already an interesting and unusual character--very specific. I found myself curious about him right away. You won't find a character description like this in an average potboiler novel. An average writer doesn't see people this way--isn't able to see them this way; that is exactly why that writer is average. It is not the flattering description of a hero (sunken cheeks, yellow complexion), but an interested and detached description by a keen observer who chooses telling details. A sailor, sitting cross-legged against the mizzen-mast, palms outward, to me is an excitingly real image. It engages my belief in what I'm reading, and bonds me to the narrator. I start to feel that I can really trust him with my attention and credulity.

I first read Heart of Darkness in, I think, 1979, probably just after seeing Apocalypse Now, when I learned that the movie was based on Conrad's book. Since Apocalypse Now was regarded as an "important" movie, and I was a budding film-maker, I wanted to get a better grounding in what it was about. (The movie itself was, for me, a disappointment.) I didn't give the novella the attention it deserved, and raced through it to "get it read." I didn't remember much about it.

The thematic path that has led me back to it is via Sven Lindqvist's "Exterminate All the Brutes", an investigation into the origins of genocide. Heart of Darkness is one of the central books he looks at. Lindqvist shows persuasively the documents and events that Conrad was exposed to just before he drafted his famous work--tells the story of how the ideas were formed and shaped.

It's part of the story of evil: where do the evils of our world come from? What drives us to commit acts of evil? These are questions that preoccupy me now.


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Wednesday, April 16, 2008

one book leads to another

In my life, one book leads to another. Occasionally I might stroll through a bookstore and pick up a book that happens to catch my fancy, or find a book through some other more or less serendipitous means (I recently got the Maus comics after seeing their author-artist, Art Spiegelman, interviewed on TV), but that is increasingly unusual.

More often I acquire books as part of following a line of thought or investigation. Take Systems of Survival by Jane Jacobs, a book that I recently took down from my shelf to read again. I first bought and read it in March 1997 (I inscribe the purchase date inside each book). The book, written (unusually for Jacobs) in the form of a Socratic dialogue between modern characters in New York, is, as its subtitle says, A Dialogue on the Moral Foundations of Commerce and Politics.

I was led back to it as part of my investigation into good and evil. What's good and what's bad--and why? What exactly is evil?

In the ancient world there were natural evils--that is, natural events that were regarded as evil, such as famines or floods. To me these are more what I would call misfortunes or disasters. Painful and unwanted, yes--but not evil in the same sense as the deliberate and unjust infliction of harm by one person on another. The cruel treatment of the helpless and innocent seems especially evil. Where does it come from? Why does it happen?

Following the thread of this line of thinking back, I recall reading in John Keegan's A History of Warfare that the phenomenon of the mounted warrior arose in the steppes of Central Eurasia sometime around 3000 BC. These people were nomadic pastoralists who gained most of their living from herding and hunting animals. To round up and slaughter defenseless animals requires a certain hardening of the heart, and Keegan observes that the techniques of wrangling herds were exactly the same techniques used by these nomadic warriors in combat: driving and encircling foot soldiers, and then slaughtering them. The feeling of superiority that the mounted warrior felt over his livestock was transferred to his similarly unmounted enemies. They were weak, passive creatures to be controlled and killed for his benefit.

Then I recalled reading in Mary Boyce's book Zoroastrians that it's possible that Zarathustra, the great Indo-Iranian prophet of (possibly) 1500 BC, received his revelation of the cosmic warfare of good and evil in response to his experience of these same mounted (or in his period, chariot-driving) warriors, who mercilessly pillaged peaceful farmers on the steppes.

Another input: in Vintage: The Story of Wine, by Hugh Johnson, I read that the ancient practice of dining while reclining on couches--the eating style of the nobility throughout the Mediterranean world--was acquired from the nomadic tribes of the steppes and deserts. It struck me that the mounted warrior, that creature of the steppes of Central Eurasia, who eventually morphed into the medieval knight, was the basis of what we call the aristocracy or the ruling class. By virtue of their mental toughness and superior prowess, they have the ability and the right to rule over those who are not of their class. Farmers produce wealth, warriors take it.

These thoughts led me to reading up on the steppe cultures of Central Eurasia, but then I also remembered Jane Jacobs's book on morality. She discovered that there are two different and mutually exclusive moral "syndromes" in the public world: one which she called the Commercial Moral Syndrome, which governs the affairs of people in industry and trade; and one called the Guardian Moral Syndrome, which governs the affairs of those in government, politics, and the military.

These two syndromes are mutually dependent in a functioning, thriving society, but what is "good" in one part of the system is "bad" in the other part. Jacobs lists 15 "precepts" that make up each of the syndromes, and the first precept of the Commercial Syndrome is "Shun force". The first precept of the Guardian Syndrome is "Shun trading". Merchants trade, and it's wrong for them to engage in the coercion of force; guardians (that is, police, soldiers, etc.) use force to achieve their aims, and it's wrong for them to engage in trade. When a merchant uses force, or a cop sells things, you have wrongs such as extortion and corruption.

This is the merest outline. My point is that one book leads to another for me, a flow, like one neuron lighting up the next in a train of thought in the brain.


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Tuesday, March 13, 2007

inspiration

Something else I've been meaning to talk about: inspiration.

I'm thinking here not of artistic inspiration, particularly, but of inspiration in general, as defined thus in Webster's:

1 a: a divine influence or action on a person believed to qualify him or her to receive and communicate sacred revelation; b: the action or power of moving the intellect or emotions

What we call artistic inspiration, of course, is a stepped-down version of this divine influence.

I got thinking about it while reading the book Zoroastrians by Mary Boyce. Early in the book she sketches the revelation of the ancient Iranian prophet (around 1500 BC) whom the Greeks called Zoroaster, contrasting his teaching with the previously existing beliefs of the Indo-Iranians who at that time still lived on the steppes east of the Caspian Sea--before the migrations that would split this group into the peoples we now call Indians and Iranians. As I read, I found myself becoming inspired by Zoroaster's message.

The Indo-Iranians had many gods. They were a pastoral people whose nomadic lifestyle allowed only a simple, mobile cult. They regarded the elements of earth, water, and fire as sacred, and their rituals included simple representations of these things. Also sacred to them was what they termed asha--the natural order of the world. Asha manifested itself in human society mainly as justice and as truth in speech, something the Indo-Iranians took very seriously. Being true to one's word was especially important in two actions: in making an oath, and in making an agreement with another person. The god who oversaw oaths was Varuna; the god who oversaw contracts was Mithra. Whoever violated an oath or a contract could expect punishment from the god in question.

As the Bronze Age unfolded, the invention of the war chariot revolutionized warfare in much the same way that gasoline-powered vehicles revolutionized it in the 20th century, by making it mobile. A single war chariot could wreak havoc on a large contingent of foot soldiers at that time. The charioteer, dashing, bold, powerful, and wealthy, became a new icon--the prototype of the knight and cavalryman, or even our modern race-car driver. The Indo-Iranians tamed horses on the steppes, and had access to rich deposits of copper and tin that enabled them to make weapons. A new caste of mercenaries and brigands was born.

A charioteer didn't want a life of herding sheep or cattle; he could take whatever he wanted, whenever he wanted it. So began an era of systematic domination of humble pastoralists by aggressive warriors.

This was the era into which Zoroaster was born. Apparently he looked around him, saw violence and injustice, and one day, while fetching water in a river to perform a rite, had a vision of the supreme god Ahura Mazda ("Lord Wisdom"), who gave him a new understanding of the world and his mission in it.

Ahura Mazda, the lord of goodness and truth, upholder of asha in the universe, had an opponent, Angra Mainyu ("Hostile Spirit"), who like Ahura Mazda had always been, but who was bent on upsetting the order of the world. He was the source of injustice, lies, and evil in the world. Most of the other gods of the Indo-Iranian pantheon, including all those worshipped by the warrior caste, were on the side of Angra Mainyu, not Ahura Mazda. Zoroaster learned that the whole universe was a struggle between good and evil, between truth and falsehood, between justice and injustice, and the mission being given him was to educate his fellow people about this, and get them working on the side of Ahura Mazda--bringing good and order into the world.

To make a long story short, Zoroaster was indeed able to convince enough people of his message to launch a major world religion--the world's first revealed religion, and eventually the official religion of the mighty Persian empire, and a major influence on Judaism, Christianity, and Islam. His teachings followed the migrations of the Indo-Iranians into what we now call India and Iran; Zoroastrianism was one of the influences on the northern Mahayana Buddhism of India just before and after the time of Christ.

Zoroaster preached goodness and truth. And he stressed that each individual human, man and woman, young and old, mighty and humble, matters in the cosmic struggle against evil. Every word, deed, and thought that we have counts. At every moment of our lives it makes a difference, to the universe as a whole, what we think, say, and do. We need to decide whose team we're on, and then play our part to the fullest.

When I read this I was inspired. I no difficulty seeing why Zoroaster could find followers with this message. It was a categorical summons to what was highest and best in people, presented in a myth, a story, they could believe. I was reminded of how I have been inspired, again and again, by the teachings of Buddhism, for much the same reason: it was, is, a summons to what is highest and best in us, to apply ourselves to our lives with attention and diligence--to do the right thing.

I venture to suppose that inspiration is the most powerful force in the human psyche and in the shaping of world events. And I can see why Zoroaster taught that Ahura Mazda, Lord Wisdom, must and would eventually win this cosmic struggle--it was inevitable. Angra Mainyu would be finally and permanently defeated, because while greed and power-lust can motivate people, they can never inspire them. Somehow Zoroaster was tapping into this difference in motivating forces in the human psyche, which must in turn of course be related to reality, the structure of the universe after all. His message was meaningful, fulfilling, and optimistic. If everyone must live by some set of beliefs, why not these?

The wind of inspiration blew through me. I recalled the times--many times, I'm glad to say--I've felt in my life that there are good, important, worthwhile things for us--all of us--to do in the world.

Ideally, artistic inspiration can be part of that.


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Tuesday, January 17, 2006

violence and self-esteem

So I started in with Comparative Politics last night, reading the introductory material. In general I insist on reading things sequentially and not skipping ahead to material I might find more immediately interesting; don't want to miss any important definitions and other background information. Also, my mind works by building from the ground up. When I get into any subject, I do my best to get the foundations of it: history, background, basic assumptions, definitions, and so on. I don't like knowledge gaps "behind" me, so to speak. When I start structuring my thoughts, I want them anchored as much as possible.

But I got a bit impatient with reading the basic introduction to comparative politics, so I moved on to Baumeister's book Evil: Inside Human Violence and Cruelty. Evil, like identity, is an important thematic idea for my work. It's not that my narrative contains much evil (yet anyway) particularly; rather, evil was an important idea and problem in that era, perhaps even more than it is in our own, since theological responses to the problem of evil were still being formulated. In a certain sense, Christianity was calved off of Judaism by Satan, since Satan played such a strong role as the opponent of the all-good God in Christian thought. The Antichrist was the evil twin of Christ from the start.

Baumeister's book is interesting, but I'm a bit dissatisfied. For one thing, the book is less dense than it could be; that is, he makes relatively few points per page, so to speak. He uses quite a few examples, and tends to repeat points. More importantly, so far I don't really feel that I'm going inside "human violence and cruelty". Baumeister's empirical approach doesn't seem to penetrate to the core of the issue.

The section I read last night was from chapter 5, "Egotism and Revenge" (the second of the four main motivators of evil acts, according to Baumeister). Here he makes the point that, contrary to most psychologists' opinion, evildoers do not suffer from low self-esteem, but on the contrary have high self-esteem. He points to Hitler and Saddam Hussein as arrogant, self-important tyrants, and mentions that convicted rapists often are egotistical and even see themselves as "superachievers".

He specifically thinks that the trigger for violence is in threatened egotism: a person with inflated self-esteem, when he perceives someone valuing him less than he values himself, is the one most likely to turn violent. My thought: this person's self-esteem is not "high" but fragile: he becomes violent in order to force others to agree with the image of himself he wants to have. The more often it happens, the more likely that the violent person realizes, at some level, that his self-image is at odds with reality. Baumeister's own observation that the greater this tension, the more violent the person, supports this view. In other words, I think Baumeister is naively accepting of the bluster of egomaniacs as the measure of self-esteem. Actual self-esteem, surely, is realistic and adaptive.

I checked my copy of Abnormal Psychology by Costello & Costello, and found this description (compressed) of the narcissistic personality disorder:

The dominating feature of this disorder is an all-consuming self-absorption with grandiose notions of the individual's own unique importance, talent, and right to special consideration.

Symptomatology: There is a total absence of any capacity to empathize with others or to consider their needs. Their self-fascination leads them to make exorbitant demands on others, to be exploitative with no pangs of conscience, and to respond with arrogance, disdain, or dismissal when their demands are unfulfilled.

Yet there is an underlying lowered sense of self-esteem, a constant need for reassurance and admiration from others and a quick response of rage or disdain to any proffered criticism. The narcissist may dismiss failure with nonchalance, describing it as an unimportant experience.

This sounds like Baumeister's violent type. Is being a narcissist or having delusions of grandeur the same as high self-esteem? I think not--not in the usual parlance anyway. Good self-esteem is seen as a trait in a well adapted person, not a sociopath.

Even though I myself don't like merely going along with the herd mentality in matters like this, I think Baumeister has not really come up with a convincing refutation of the "low self-esteem" theory of violent behavior.

Time for yet more reading.

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Thursday, January 05, 2006

evil: an introduction

Reading period last night: Shantaram, and a book that arrived in the mail the day before yesterday, Evil: Inside Human Violence and Cruelty by Roy F. Baumeister. Mmm--who wouldn't want to get inside that?

Evil is important to my story. It's not particularly a story of good vs. evil, as in a crime melodrama, but rather the issue of evil, its source and its continuing appearance in the world despite ostensible divine rulership, is central to religion in general and to the evolution of Judaism in this period in particular. Increasingly, scholars of that period are recognizing that there were two main streams of Judaism: the Mosaic stream, based on the laws of Moses and the Torah he revealed to the Israelites; and the Enochic stream, based on the revealed teachings of the patriarch Enoch, who was taken to heaven and given instruction and heavenly tablets directly by angels. Enoch never died; he was simply taken up to heaven while still alive. The Mosaic stream eventually became rabbinic Judaism and the foundation of the religion as it exists today. The Enochic stream was the source of the Essenes and other Jewish groups who were less connected with Mosaic Judaism.

Enoch taught that evil entered the world by way of angels who rebelled against God. In particular, a certain group of angels became infatuated with human women, and mated with them to produce giant offspring who in turn caused all kinds of trouble. These rebellious angels taught humans various things that helped perpetuate evil (as they saw it) in the world, in particular weapons for war and adornments for women to make them irresistible to men, thus promoting fornication and sex in general. In the process, the whole cosmic order as established by God was contaminated, and could not be cleansed again until the end of time, when God would cause evil and its agents to be destroyed so that the original paradise could be restored. The rebel angels became demons, and their leader would become the figure we know as Satan.

In contrast, the Mosaic stream did not mention a rebellion by angels, and for the most part did not emphasize Satan or his role in world history. In the garden of Eden the first humans were tempted to disobey God, setting a precedent for humanity: people would continually disobey God and suffer the consequences. In this context evil is not so much an active enemy of God and the good, but the giving in of individuals to the temptation to sin.

So what is evil? I wanted to find out more, so I bought Baumeister's book, and one or two others (not here yet). He is setting out to explain evil from a psychosocial perspective, using factual data (that is, only real-world examples, not fictitious ones that are often used to illustrate evil and its operation). One of his first points is that actual evil--the way it actually happens in real life, and the attitudes of its perpetrators--is strikingly different from evil as it is portrayed in stories. Far from being cruel, sadistic types who take pleasure in hurting, most evildoers are bland functionaries, people who lack strong emotions about what they do and generally have a workaday attitude. Perpetrators of large-scale evil find themselves fussing with details of how to get more bodies crammed into ovens or how to optimize the use of ammunition for mass shootings.

All very interesting. Baumeister makes the point that evil is largely in the eye of the beholder, particularly in the eye of the victim, since perpetrators never see their own actions as evil. Personally, I find this hard to accept. While it's true that perpetrators may not see their own actions as evil, this doesn't make evil a subjective thing. Surely the Golden Rule is the touchstone for evil: how would I like this to be done to me? What if you were the torturer and I were the one strapped to this rack?

This topic, again, is vast. Think I'll go read some more on it.

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Monday, December 19, 2005

philosophy and fiction

Still in the late stage of my cold, but my head is relatively clear. Kimmie, on the other hand, is in full-blown acute nasopharyngitis, and home from work today. She putters upstairs, wrapping Christmas presents.

Yesterday, after my post about my interest in learning more about evil and buying a book online about it (that order got canceled; had to order another copy from a different seller in Carlsbad, California), I picked up the novel Shantaram at teatime and read chapter 23. I was surprised to discover that the chapter was centered on a long discussion of evil between the protagonist Lin and the Bombay crime-boss Khader. I had a strong feeling of meaningful coincidence--of things being brought together for me at exactly this time, because I need them now.

As I make my way through Shantaram I am developing ever more respect for its author, Gregory David Roberts. I continue to enjoy the book and even, recently, felt a slight temptation to keep reading after I had finished a chapter--something I probably haven't felt (for a novel) for 20 years! (I didn't give in; I would have been reading only for information--to find out what happens--and it would no longer be an aesthetic experience. Occasionally I will indulge this urge with nonfiction, since I am usually reading that only for information, but even then I find that my enjoyment of a book quickly tails off. Usually I prefer simply to switch books in order to keep the reading experience fresh-feeling.)

As I read chapter 23 I recognized that Roberts takes his philosophy seriously: that one of his self-descriptors in the novel's second paragraph ("a philosopher who lost his integrity in crime") was not a mere throwaway but an earnest statement of a major interest of his. In this chapter Khader, the fatherly, intellectual, Muslim mafia boss, who bestows teachings and blessings on his many clients and underlings in the manner of an Asian holy man, expounds his own philosophy of evil as relating to the modern science of complexity and the scientific concept of the tendency toward complexity: good is that which works with the universe toward greater complexity; evil is that which works against it. It was an interesting, serious take on evil, and Roberts spent a good number of pages on it as Lin tried to understand what he was being told. At the same time it was part of the character dynamic unfolding between Lin, the fugitive convict who has severed his past life from himself, and Khader, an adoptive father-figure. How can a crime-boss be dispensing spiritual teachings? I don't know--but he can, and he does.

It is just one of countless paradoxes of the Indian world that Roberts portrays. And Lin is his own kind of paradox: a dried-out drug addict, violent criminal, and street-fighter who is also ingenuous, romantic, and poetic. If he were written in the third person he might be impossible to accept: for he is almost impossibly heroic in many ways (defying oppressors, saving people's lives, doing acts of great selflessness and generosity). But as a first-person character Lin conveys a believable sense of no-big-dealness to his actions. Aware of his dark side, he feels no special pride in his light.

So: at 497 pages in I am enjoying Shantaram just as much as I did on page 1--a rare occurrence. Doubly so, considering that the novel, for its size, is structurally rather simple and slight. There are a couple of simple story-questions on the go--the things we want to find out--but they proceed slowly, slowly. Roberts, like India, is in no rush, and has countless wonders to unfold to the visitor en route. It's as though the real story is about Lin's salvation, but Lin himself has no awareness of this, so the narration is all about the phantasmagoria of his existence--the heavens and hells visited by the soul on its way to its destiny.

The day slips away. Think I'll do some more reading right now.


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